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Understanding FSMA 204 for Initial Cooling Events

Written by Todd Baggett on June 20, 2024
Bell peppers initial cooling

Now is the time to prepare for the upcoming FSMA 204 compliance requirements, particularly the requirement for tracking initial cooling events.

Produce traceability is not new; in fact, the Bioterrorism Act of 2002 has mandated “one step forward and one step back” traceability for over 20 years, requiring suppliers to document the source and destination of their food products. However, FSMA 204 takes traceability a step further by introducing the need to capture Key Data Elements (KDEs) in multiple Critical Tracking Events (CTEs), one of which is the requirement to record initial cooling before packing.

For shed-packed products like spinach, bell peppers, and cucumbers, initial cooling occurs through various methods such as vacuum, hydro, and forced air cooling when bulk bins are received. However, not all commodities are shed-packed. During a recent webinar on produce traceability, an attendee posed a crucial question: “How do you record cooling before packing if you have field-packed items?” Commodities like lettuce, cauliflower, broccoli, and many berries are often harvested, packed into cases, and palletized directly in the field, making their initial cooling event occur after packing. Understanding how to accurately record these cooling events is essential for complying with FSMA 204.

Field-packed products’ initial cooling, by necessity, occurs after packing.  FSMA 204 regulation Initial Cooling of field-packed items happens after receipt. This cooling could be a vacuum, hydro, forced air, or an icing process. The important part is that this initial cooling event be recorded as a CTE with the appropriate KDEs.

Initial Cooling Key Data Elements

  • Reference Document Type: This could be the field harvest sheet, work order, or other receiving document.
  • Reference Document Number: This identifies the reference document.
  • Commodity: What is being tracked, for example, carrots, romaine lettuce, and strawberries.
  • Variety: Listed when appropriate by commodity type, i.e. red leaf for lettuce.
  • Quantity: The quantity of the produce received by a unit of measure.
  • Unit of Measure (UOM): These are common cases for filed packed items and bins for shed packed items.
  • Cooling Location: This identifies the site where the cooling occurs. Specifying the specific cooling tunnel, cooler room, or hydro-vac unit is not required currently.
  • Cooling Date: The date the cooling event happened.
  • Harvest Location: The harvesting farm location or location reference.
  • Immediate Subsequent Recipient (ISR) Location: Where this is being shipped to pack, if not the receiving location.

Reference Document and Reference Document Numbers are common across all Critical Tracking Events. Note that these are simply referencing the existing documents you are using in your current process. They can be receiving tickets, work orders, or harvest orders. You are simply required to record and report these documents as they would be referenced in any potential food-borne illness investigation.

Understanding and preparing for FSMA 204 compliance, particularly regarding the new recording of initial cooling events, is critical for meeting traceability requirements of the produce supply chain.

By accurately capturing the necessary Key Data Elements during these Critical Tracking Events, produce companies can ensure they are not only compliant with regulations but also better equipped to isolate and handle potential food safety issues. The FSMA 204 requirements are designed to enhance traceability and transparency, ultimately leading to a safer food supply for consumers.

What’s Next?

Moving forward, produce companies need to integrate these traceability requirements into their daily workflows. This involves adopting robust track and trace systems, training staff on new procedures, and maintaining comprehensive records. By doing so, companies can improve their operational efficiency, reduce the risk of foodborne illness outbreaks, and build greater trust with consumers.

The journey to compliance may seem challenging, but with careful planning and proactive measures, the produce industry can successfully navigate these new regulations and continue to provide safe, high-quality products to the market.

Learn more about FSMA 204 and Produce Traceability by exploring our resource guides here.

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